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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-02-04 |
| KY | RA | APPROVED | 2018-08-08 |
| MN | RA | APPROVED | 2018-04-30 |
| TX | RA | APPROVED | 2018-04-24 |
Branch Locations
7875 Montgomery Rd Spc 42, Cincinnati, OH 45236 • United States
408 Blankenbaker Pkwy Suite 100, Louisville, KY 40243-1896 • United States
Cleves, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Covington | KY | 06/2012 | 03/2018 |
| Ameriprise Financial Advisors Inc. | Louisville | KY | 04/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Louisville | KY | 03/2020 | Present |
Outside Employment; Heick, Hester, Smith & Associates LLC; Associate Financial Advisor - Financial Planning, Investment Guidance, Client Relationship Management; ; 408 Blankenbaker Pkwy Suite 100, , Louisville, KY, 40243; Investment-Related; 04/09/2018; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Woodworking; I do woodworking as a hobby and going forward, would like the ability to sell items that I make. There is no income now and most likely will be very limited, however, I want to make sure I do this right.; 5410 Vollmer Ave., , Cleves, OH, 45002; Not Investment-Related; 03/15/2022; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-26 |
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