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Cory H Cha

Charles Schwab & Co., Inc.

Tysons Corner, VA

Glen Allen, VA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-09-16
  • VA RA
    APPROVED
    Since 2022-09-16

Branch Locations

1650 Tysons Blvd Suite 150, Tysons Corner, VA 22102-4856 • United States

11108 West Broad Street, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Richmond VA 06/2012 08/2017
Td Ameritrade Quincy MA 08/2017 07/2018
Charles Schwab & Co, Inc. Glen Allen VA 07/2018 Present
Charles Schwab Bank, Ssb Glen Allen VA 05/2020 Present
  • 06/2012 → 08/2017
    Fidelity Brokerage Services Llc
    Richmond, VA
  • 08/2017 → 07/2018
    Td Ameritrade
    Quincy, MA
  • 07/2018 → Present
    Charles Schwab & Co, Inc.
    Glen Allen, VA
  • 05/2020 → Present
    Charles Schwab Bank, Ssb
    Glen Allen, VA
Previous Registrations
  • 2022-08-02 → 2022-10-14
    Td Ameritrade, Inc.
    Fairfield, CT
    Glen Allen, VA
  • 2017-09-06 → 2018-07-06
    Td Ameritrade, Inc.
    Boston, MA
  • 2017-09-06 → 2018-07-06
    Td Ameritrade Investment Management, Llc
    Quincy, MA
  • 2013-07-19 → 2017-07-26
    Strategic Advisers Llc
    Alexandria, VA
    Wexford, PA
    Glen Allen, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-19
S63 Uniform Securities Agent State Law Examination 2012-09-26
  • S66 Uniform Combined State Law Examination
    2013-07-19
  • S63 Uniform Securities Agent State Law Examination
    2012-09-26
Designations
Other Names
  • Cory Haeil Cha

View on SEC IAPD

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