Cory H Cha

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 08/2017
  Fidelity Brokerage Services Llc
  Richmond, VA
• 08/2017 → 07/2018
  Td Ameritrade
  Quincy, MA
• 07/2018 → Present
  Charles Schwab & Co, Inc.
  Glen Allen, VA
• 05/2020 → Present
  Charles Schwab Bank, Ssb
  Glen Allen, VA

Previous Registrations

• 2022-08-02 → 2022-10-14
  Td Ameritrade, Inc.
  Fairfield, CT
  Glen Allen, VA
• 2017-09-06 → 2018-07-06
  Td Ameritrade, Inc.
  Boston, MA
• 2017-09-06 → 2018-07-06
  Td Ameritrade Investment Management, Llc
  Quincy, MA
• 2013-07-19 → 2017-07-26
  Strategic Advisers Llc
  Alexandria, VA
  Wexford, PA
  Glen Allen, VA

Exams

• S66 Uniform Combined State Law Examination
  2013-07-19
• S63 Uniform Securities Agent State Law Examination
  2012-09-26

Designations

• Certified Financial Planner

Other Names

• Cory Haeil Cha