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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-11-14 |
| MS | RA | APPROVED | 2024-11-14 |
Branch Locations
2 Office Park Circle Suite 1, Mountain Brook, AL 35223 • United States
Birmingham, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Birmingham | AL | 09/2015 | 08/2019 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2015 | 08/2019 |
| Pruco Securities, Llc. | Birmingham | AL | 08/2019 | 11/2024 |
| Prudential Insurance Company Of America | Birmingham | AL | 08/2019 | Present |
| Lpl Enterprise, Llc | Atlanta | GA | 11/2024 | Present |
1) 10/10/2024 - Schuler Realty Investments - Commercial real estate - This is a company that I had that invested in Commercial Real Estate. The company is inactive, and my real Estate license is inactive - Business Owner - Inv Related - At Atlanta, GA - Start Date 06/30/2006 - 0hrs/mth - 0hrs/mth During Trading 2) 10/10/2024 - Principal Financial - Agent -I converted a term Policy to a UL policy. The policy has been converted, and I have received the commission check - Non-Variable Insurance - Inv Related - At Atlanta, GA - Start Date 05/31/2024 - 15hrs/mth - 0hrs/mth During Trading 3) 10/10/2024 - Alabama Lacrosse Official Association - Official - I officiate youth and High School Lacrosse in the state of Alabama - Other - Non Inv Related - At Atlanta, GA - Start Date 01/27/2009 - 5hrs/mth - 0hrs/mth During Trading 4) 08/18/2025-Rotary Club of Shades Valley-Member-Non-Profit Board/Committee Member-Not Inv related-At Birmingham, AL-Start date 07/01/2025-8hrs/mth-4hrs/mth during trading 5) 01/15/2026-RESII, LLC-President-Business Owner-Inv Related-At Birmingham, AL-Start date 12/23/2025-40hrs/mth-40hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-16 |
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