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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-11-14
MS RA APPROVED 2024-11-14
  • AL RA
    APPROVED
    Since 2024-11-14
  • MS RA
    APPROVED
    Since 2024-11-14

Branch Locations

2 Office Park Circle Suite 1, Mountain Brook, AL 35223 • United States

Birmingham, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Birmingham AL 09/2015 08/2019
Morgan Stanley Private Bank, N.A. New York NY 10/2015 08/2019
Pruco Securities, Llc. Birmingham AL 08/2019 11/2024
Prudential Insurance Company Of America Birmingham AL 08/2019 Present
Lpl Enterprise, Llc Atlanta GA 11/2024 Present
  • 09/2015 → 08/2019
    Morgan Stanley Smith Barney Llc
    Birmingham, AL
  • 10/2015 → 08/2019
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 08/2019 → 11/2024
    Birmingham, AL
  • 08/2019 → Present
    Prudential Insurance Company Of America
    Birmingham, AL
  • 11/2024 → Present
    Atlanta, GA
Previous Registrations
Other Businesses

1) 10/10/2024 - Schuler Realty Investments - Commercial real estate - This is a company that I had that invested in Commercial Real Estate. The company is inactive, and my real Estate license is inactive - Business Owner - Inv Related - At Atlanta, GA - Start Date 06/30/2006 - 0hrs/mth - 0hrs/mth During Trading 2) 10/10/2024 - Principal Financial - Agent -I converted a term Policy to a UL policy. The policy has been converted, and I have received the commission check - Non-Variable Insurance - Inv Related - At Atlanta, GA - Start Date 05/31/2024 - 15hrs/mth - 0hrs/mth During Trading 3) 10/10/2024 - Alabama Lacrosse Official Association - Official - I officiate youth and High School Lacrosse in the state of Alabama - Other - Non Inv Related - At Atlanta, GA - Start Date 01/27/2009 - 5hrs/mth - 0hrs/mth During Trading 4) 08/18/2025-Rotary Club of Shades Valley-Member-Non-Profit Board/Committee Member-Not Inv related-At Birmingham, AL-Start date 07/01/2025-8hrs/mth-4hrs/mth during trading 5) 01/15/2026-RESII, LLC-President-Business Owner-Inv Related-At Birmingham, AL-Start date 12/23/2025-40hrs/mth-40hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-16
  • S66 Uniform Combined State Law Examination
    2012-10-16
Other Names
  • Bob Schuler
  • Robert Eustace Schuler
  • Robert E Schuler

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