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1401 South Brentwood Boulevard Suite 700, St. Louis, MO 63144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-10-03 |
| MO | RA | APPROVED | 2018-10-03 |
Branch Locations
1401 South Brentwood Boulevard Suite 700, St. Louis, MO 63144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Creve Coeur | MO | 09/2013 | 06/2018 |
| Rfg Advisory | Birmingham | AL | 05/2015 | Present |
| Private Client Services | Creve Coeur | MO | 06/2018 | Present |
1) 02/18/2016. DRG WEALTH MANAGEMENT. 3 CITY PLACE DR, SUITE 590, CREVE COEUR, MO 63141. PERSONAL ENTITY FOR TAX PURPOSES. OWNER. 2) FOUR SEASONS WEALTH MANAGEMENT. THREE CITY PLACE DR, STE 590, CREVE COEUR, MO 63141. DBA FOR PCS ACTIVITIES. REGISTERED REPRESENTATIVE. 160 HOURS/MO; 8 DURING TRADING HOURS. 3) 06/10/2015. THREE CITY PLACE DR, STE 590, CREVE COEUR, MO 63141. FIXED/LIFE/ACCIDENT/HEALTH/LIFE INSURANCE. AGENT. 4) 06/10/2015. RFG ADVISORY. THREE CITY PLACEDR, STE 590, CREVE COEUR, MO 63141. IAR. 160 HOURS/MO; 8 DURING TRADING HOURS. 5) RFG ADVISORY. THREE CITY PLACE DR, STE 590, CREVE COEUR, MO 63141. ADVISORY ACTVITIES THROUGH RFG ADVISORY. IAR. 6) 06/04/2018. WORLEY BANKS GROUP. THREE CITY PLACE DR, STE 590, CREVE COEUR, MO 63141. DBA FOR PCS ACTIVITIES. REGISTERED REPRESENTATIVE. 160 HOURS/MO; 8 DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-30 |
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