Inactive

Elijah Alan King

Thornburg Investment Management Inc

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Current Employers

Thornburg Investment Management Inc

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2013-04-05

NM RA
APPROVED

Since 2013-04-05

Branch Locations

2300 North Ridgetop Road, Santa Fe, NM 87506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thornburg Investment Management	Santa Fe	NM	03/2013	Present

03/2013 → Present

Thornburg Investment Management

Santa Fe, NM

Previous Registrations

2012-09-20 → 2012-10-16

Edward Jones

Tempe, AZ

Tempe, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-08-28

S66 Uniform Combined State Law Examination

2012-08-28

Other Names

Elijah King

View on SEC IAPD

Other Firms

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

EP WEALTH ADVISORS

UBS FINANCIAL SERVICES INC.

RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

LAWRENCE ELLIOT SCHWARTZ

ANTONIO CARLOS LOPEZ

ROBERT CALDER STACK

BRUCE HOWARD GALPERT

JESSICA LEIGH MARLOWE

QUENTIN JOHN HEFFRON

JOHN BARRY GERST

JILL MARIE ENLOE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM

G. ALLEN FINANCIAL INC. · SANTA FE, NM

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM

EP WEALTH ADVISORS · Santa Fe, NM

EDWARD JONES · SANTA FE, NM

UBS FINANCIAL SERVICES INC. · SANTA FE, NM

RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

More in Santa Fe, NM

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