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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-01
MO RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-05-01
  • MO RA
    APPROVED
    Since 2017-03-25

Branch Locations

16150 Main Circle Drive Suite 400, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities St. Louis MO 08/2014 03/2017
Mml Investors Services, Llc Chesterfield MO 03/2017 Present
Massmutual Life Insurance Co Chesterfield MO 07/2016 Present
  • 08/2014 → 03/2017
    Metlife Securities
    St. Louis, MO
  • 03/2017 → Present
    Chesterfield, MO
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Chesterfield, MO
Previous Registrations
  • 2014-08-15 → 2017-03-25
    Msi Financial Services, Inc.
    St. Louis, MO
    Alton, IL
    St. Louis, MO
  • 2012-11-05 → 2014-08-04
    St Louis, MO
    St Louis, MO
Other Businesses

NAME: CHARLIE SOTTORIVA INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE/NONMMLIA: LIFE, DISABILITY, LONG-TERM CARE, HEALTH POSITION: ADVISOR START: 05/11/2021 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 1 DUTIES: CONNECT AND SERVICE EMPLOYERS WITH A 3RD PARTY FIRM TO HANDLE THEIR VOLUNTARY BENEFITS FOR EMPLOYEES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-07
  • S66 Uniform Combined State Law Examination
    2012-09-07

View on SEC IAPD

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