Best Investors Account Sign in
Inactive

Justin D Smith

The Life Group Financial Services

Dubuque, IA

CRD 6091584

Claim This Profile
Employer firm

The Life Group Financial Services CRD 277091

$146M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
The Life Group Financial Services

1545 Associates Drive Suite 104, Dubuque, IA 52002 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-27
IL RA APPROVED 2026-04-24
MN RA APPROVED 2026-04-24
MI RA APPROVED 2026-02-17
WI RA APPROVED 2020-01-16
IA RA APPROVED 2018-02-20
  • TX RA
    APPROVED_RES
    Since 2026-04-27
  • IL RA
    APPROVED
    Since 2026-04-24
  • MN RA
    APPROVED
    Since 2026-04-24
  • MI RA
    APPROVED
    Since 2026-02-17
  • WI RA
    APPROVED
    Since 2020-01-16
  • IA RA
    APPROVED
    Since 2018-02-20

Branch Locations

1545 Associates Drive Suite 104, Dubuque, IA 52002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guncheon Financial, Llc St. Louis Park MN 01/2018 08/2025
The Life Group Dubuque IA 06/2012 Present
Guncheon Financial Llc Dubuque IA 08/2025 Present
  • 01/2018 → 08/2025
    Guncheon Financial, Llc
    St. Louis Park, MN
  • 06/2012 → Present
    The Life Group
    Dubuque, IA
  • 08/2025 → Present
    Guncheon Financial Llc
    Dubuque, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-16
S63 Uniform Securities Agent State Law Examination 2012-09-27
  • S65 Uniform Investment Adviser Law Examination
    2018-02-16
  • S63 Uniform Securities Agent State Law Examination
    2012-09-27

View on SEC IAPD

Nearby Firms

NATIONS FINANCIAL GROUP, INC.
AVANTAX PLANNING PARTNERS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

CHAD JOSEPH KRUSE
ROBERT EMMETT LEE
SAWYER MARQUARDT

Nearby Offices

NATIONS FINANCIAL GROUP, INC. · Dubuque, IA
AVANTAX PLANNING PARTNERS, INC. · DUBUQUE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dubuque, IA

More in Dubuque, IA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor