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Justin D Smith

The Life Group Financial Services

Dubuque, IA

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Current Employers
The Life Group Financial Services

1545 Associates Drive Suite 104, Dubuque, IA 52002 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-27
IL RA APPROVED 2026-04-24
MN RA APPROVED 2026-04-24
MI RA APPROVED 2026-02-17
WI RA APPROVED 2020-01-16
IA RA APPROVED 2018-02-20
  • TX RA
    APPROVED_RES
    Since 2026-04-27
  • IL RA
    APPROVED
    Since 2026-04-24
  • MN RA
    APPROVED
    Since 2026-04-24
  • MI RA
    APPROVED
    Since 2026-02-17
  • WI RA
    APPROVED
    Since 2020-01-16
  • IA RA
    APPROVED
    Since 2018-02-20

Branch Locations

1545 Associates Drive Suite 104, Dubuque, IA 52002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guncheon Financial, Llc St. Louis Park MN 01/2018 08/2025
The Life Group Dubuque IA 06/2012 Present
Guncheon Financial Llc Dubuque IA 08/2025 Present
  • 01/2018 → 08/2025
    Guncheon Financial, Llc
    St. Louis Park, MN
  • 06/2012 → Present
    The Life Group
    Dubuque, IA
  • 08/2025 → Present
    Guncheon Financial Llc
    Dubuque, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-16
S63 Uniform Securities Agent State Law Examination 2012-09-27
  • S65 Uniform Investment Adviser Law Examination
    2018-02-16
  • S63 Uniform Securities Agent State Law Examination
    2012-09-27

View on SEC IAPD

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MARINER INDEPENDENT

Other Investors

CHAD JOSEPH KRUSE
ROBERT EMMETT LEE
SAWYER MARQUARDT
KEVIN MICHAEL DIETZEL
WYATT KELLY
JOSEPH CONSTANTINE BERNARDI
Terry B Brown
Michael R Ziembo

Other Offices

NATIONS FINANCIAL GROUP, INC. · Dubuque, IA
AVANTAX PLANNING PARTNERS, INC. · DUBUQUE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dubuque, IA
ROSEMEYER MANAGEMENT GROUP · Dubuque, IA
RICHMOND INVESTMENT SERVICES LLC · Dubuque, IA
LPL FINANCIAL LLC · DUBUQUE, IA
UMB PRIVATE WEALTH MANAGEMENT, LLC · Dubuque, IA
MARINER INDEPENDENT · Dubuque, IA

More in Dubuque, IA

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