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William Kenneth Garvey

LPl Enterprise, LLC

Sioux City, IA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-11-14
NE RA APPROVED 2024-11-14
  • IA RA
    APPROVED
    Since 2024-11-14
  • NE RA
    APPROVED
    Since 2024-11-14

Branch Locations

4300 S. Lakeport Suite 105, Sioux City, IA 51106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Omaha NE 05/2012 11/2024
Prudential Insurance Company Of America Omaha NE 05/2012 Present
Lpl Enterprise, Llc Omaha NE 11/2024 Present
Previous Registrations
Other Businesses

1) 11/14/2024 - Garvey Duplex - Duplex owned as rental property, maintain property and keep rented - Rental with immediate family member - Real Estate Rental - Inv Related - At South Sioux City, NE - Start Date 01/01/2023 - 5hrs/mth - 0hrs/mth During Trading 2) 11/14/2024 - PIPAC - Health Insurance Agent - Outside/W-2 Employment - Inv Related - At Cedar Falls, IA - Start Date 08/30/2018 - 5hrs/mth - 4hrs/mth During Trading 3) 11/14/2024 - South Sioux City Athletic Booster Club - Preside over meetings, attend events, decision making on expenditures - Non-Profit Board Member - Non Inv Related - At South Sioux City, NE - Start Date 05/12/2023 - 4hrs/mth - 0hrs/mth During Trading 4) 04/11/2025-William Garvey-Non-Variable Insurance-Inv related-At Sioux City, IA-Start date 04/07/2025-1hrs/mth-1hrs/mth during trading 5) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-10
S63 Uniform Securities Agent State Law Examination 2012-08-21
  • S65 Uniform Investment Adviser Law Examination
    2021-09-10
  • S63 Uniform Securities Agent State Law Examination
    2012-08-21
Other Names
  • William Garvey
  • Bill Garvey

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