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Prescott Thomas Wing

Rbc Capital Markets, LLC

Providence, RI

Lincoln, RI

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-30
RI RA APPROVED 2018-05-11
  • TX RA
    APPROVED
    Since 2018-05-30
  • RI RA
    APPROVED
    Since 2018-05-11

Branch Locations

500 Exchange Street Suite 1102, Providence, RI 02903-2637 • United States

Lincoln, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. Providence RI 01/2018 Present
Rbc Capital Markets, Llc. Providence RI 01/2017 01/2018
Mfs Boston MA 08/2015 01/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-11
  • S66 Uniform Combined State Law Examination
    2018-05-11
Designations
Other Names
  • Scott Wing

View on SEC IAPD

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WASHINGTON TRUST ADVISORS · Providence, RI
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