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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2012-09-17
  • DE RA
    APPROVED
    Since 2012-09-17

Branch Locations

18949 Coastal Hwy, Rehoboth Beach, DE 19971 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rehoboth Beach DE 06/2012 Present
Bank Of America, N.A. Rehoboth Beach DE 11/2012 Present
Other Businesses

I*113044 For profit or not for profit: Non-Profit Organization Name of outside business organization: Beebe Hospital Address of business: Lewes, Delaware 19958 Nature of business: Charitable Organization, Position, title, association: Committee Member Start date of relationship: 4/11/2018 Number of hours devoted: 10 hours Annually Number of hours devoted during trading hours: 0 Duties: Our local hospital is expanding by adding (5) satellite campuses over the next (4) years to accommodate the growing population. My task is to assist in coming up with fundraising campaign ideas; not the actual execution of the strategy.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-13
  • S66 Uniform Combined State Law Examination
    2012-09-13
Other Names
  • Kyle R Ricker
  • Kyle Ricker

View on SEC IAPD

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