Inactive

Michael Joseph Mazzola

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Current Employers

Vima, Llc

46 East Square Lake Rd., Troy, MI 48085 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-03-11
FL	RA	APPROVED	2012-07-02
MI	RA	APPROVED	2010-05-21

TX RA
APPROVED_RES

Since 2022-03-11
FL RA
APPROVED

Since 2012-07-02
MI RA
APPROVED

Since 2010-05-21

Branch Locations

46 East Square Lake Rd., Troy, MI 48085 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Vima, Llc	Troy	MI	01/2009	Present

01/2009 → Present

Vima, Llc

Troy, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-04-21
S63	Uniform Securities Agent State Law Examination	2000-06-29

S65 Uniform Investment Adviser Law Examination

2010-04-21
S63 Uniform Securities Agent State Law Examination

2000-06-29

View on SEC IAPD

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Other Investors

MATTHEW PAUL COOK

AMY LYNN ROBERTS

MICHAEL A JUSTIN

BRUCE CRAIG GREENING

STEVEN THOMAS MARLETTE

MICHAEL DAVID VICHUNAS

DAVID JAMES SMOLAREK

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LPL FINANCIAL LLC · TROY, MI

LPL FINANCIAL LLC · TROY, MI

STATE FARM INVESTMENT MANAGEMENT CORP. · Troy, MI

SPC · Troy, MI

CETERA INVESTMENT ADVISERS LLC · TROY, MI

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Troy, MI

STRAIGHTLINE · TROY, MI

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