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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2003-07-01 |
| TX | RA | APPROVED | 2003-07-01 |
Branch Locations
211 N Robinson Ave Ste N1600 One Leadership Square, Oklahoma City, OK 73102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Oklahoma City | OK | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Oklahoma City | OK | 11/2016 | Present |
GRAYSTONE PROPERTIES OF OKLAHOMA CITY; INVESTMENT RELATED; BETHANY, OK; RENTAL PROPERTIES; VICE PRESIDENT OF THIS COMPANY OWNED SOLELY BY MY SPOUSE; START 8/14/2009; 3 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS; DUTIES ARE TO KEEP RECORDS FOR THE MONTHLY MEETING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-27 |
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