Christian Serena

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → Present
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  Scottsdale, AZ
• 12/2012 → Present
  Bank Of America, N.A.
  Scottsdale, AZ

Other Businesses

I*2930359 Entity Type: Fiduciary role Name of OBA: S, Family Charitable Fund Address: SCOTTSDALE, Arizona, 85250 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 10/31/2025 Number of Hours: 5, Monthly Number of Hours during trading: 0 Duties: Co-Trustee Self, Spouse I*3075264 Entity Type: Political Affiliation Name of OBA: B. G. for Scottsdale Address: Scottsdale, Arizona, 85260 Investment Related: No Position, Title, Association: Campaign Manager Employee Start Date: 12/01/2025 Number of Hours: 4, Monthly Number of Hours during trading: 0 Duties: This is a figure ceremonial position to support his campaign.

Exams

• S66 Uniform Combined State Law Examination
  2012-09-20

Other Names

• Christian Conrad Serena
• Christian Conrad Serena