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Christopher Lloyd Rockwell

Janney Montgomery Scott LLC

Washington, DC

Franklin, TN

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-06-28
KS RA APPROVED 2020-10-19
MD RA APPROVED 2020-10-19
VA RA APPROVED 2020-10-19
PA RA APPROVED 2020-06-22
TX RA APPROVED_RES 2015-07-24
DC RA APPROVED 2013-04-04
  • TN RA
    APPROVED
    Since 2021-06-28
  • KS RA
    APPROVED
    Since 2020-10-19
  • MD RA
    APPROVED
    Since 2020-10-19
  • VA RA
    APPROVED
    Since 2020-10-19
  • PA RA
    APPROVED
    Since 2020-06-22
  • TX RA
    APPROVED_RES
    Since 2015-07-24
  • DC RA
    APPROVED
    Since 2013-04-04

Branch Locations

1255 23Rd Street Nw Suite 810, Washington, DC 20037-1102 • United States

Two Franklin Park 6700 Tower Circle, Ste. 200, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Washington DC 06/2012 06/2021
Janney Montgomery Scott Llc Franklin TN 06/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-14
  • S66 Uniform Combined State Law Examination
    2012-11-14
Designations

View on SEC IAPD

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ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
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