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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-30 |
| CA | RA | APPROVED | 2017-05-05 |
Branch Locations
888 San Clemente Drive, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Seal Beach | CA | 05/2016 | Present |
Southern California Professional Golfers Association / INVESTMENT RELATED?: No / ADDRESS: 3333 Concours St Building 2, Suite 2100/ NATURE OF THE BUSINESS: From their website: "The PGA of America is the world's largest working sports organization, comprised of 28,000 men and women golf professionals who are the recognized experts in growing, teaching and managing the game of golf, while serving millions of people throughout its 41 PGA Sections nationwide. Since its founding in 1916, The PGA of America has enhanced its leadership position by growing the game of golf through its premier spectator events, world-class education and training programs, significant philanthropic outreach initiatives, and award-winning golf promotions." / POSITION: N/A / DUTIES: My role would be to educate the board on financial planning, cash management, and investment strategies / START DATE:01/01/2023 / HOURS DEVOTED TO BUSINESS: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-03 |
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