James Brett Rachels

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-06-29
NV	RA	APPROVED	2023-06-29
TX	RA	APPROVED_RES	2023-06-29

CA RA
APPROVED

Since 2023-06-29
NV RA
APPROVED

Since 2023-06-29
TX RA
APPROVED_RES

Since 2023-06-29

Branch Locations

723 N Main St, Manteca, CA 95336 • United States

318 N Carson St, Suite 201, Carson City, NV 89701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Wealth Services, Llc	El Segundo	CA	01/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

01/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

(1) CAPITAL WEALTH MANAGEMENT, LLC, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR BROKERAGE & INVESTMENT ADVISORY SERVICES, START 01/01/2015, 5HRS/WK (TRADING HOURS), CEO;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-27

S66 Uniform Combined State Law Examination

2012-09-27

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews