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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| NJ | RA | APPROVED | 2019-08-27 |
| TX | RA | APPROVED | 2019-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Latham | NY | 06/2012 | 08/2019 |
| Bank Of America, N.A. | Latham | NY | 06/2012 | 08/2019 |
| Jp Morgan Securities, Llc | Clifton Park | NY | 08/2019 | Present |
| Jp Morgan Chase Bank, N.A. | Clifton Park | NY | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-14 |
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