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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-20
IL RA APPROVED 2024-07-01
IA RA APPROVED 2012-11-19
  • TX RA
    APPROVED
    Since 2026-02-20
  • IL RA
    APPROVED
    Since 2024-07-01
  • IA RA
    APPROVED
    Since 2012-11-19

Branch Locations

5407 Victoria Ave, Davenport, IA 52807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Davenport IA 06/2012 11/2016
Veritas Denver CO 01/2002 Present
Wells Fargo Clearing Services, Llc Davenport IA 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-16
  • S66 Uniform Combined State Law Examination
    2012-11-16

View on SEC IAPD

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