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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2017-08-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird | Scottsdale | AZ | 11/2015 | 04/2017 |
| Raymond James Financial Services, Inc. | Seattle | WA | 05/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Seattle | WA | 08/2017 | Present |
(1) Name of Business: Duffy Wealth Management LLC Address: 4739 44th Ave SW, Seattle, WA, 98116, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/02/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: FA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-02 |
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