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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-14 |
| WI | RA | APPROVED | 2024-06-14 |
Branch Locations
4321 W College Ave Ste 200, Appleton, WI 54914 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Stevens Point | WI | 12/2015 | 01/2022 |
| Mml Investor Services, Llc | Stevens Point | WI | 01/2015 | 01/2022 |
| Securities America, Inc. | Appleton | WI | 03/2022 | 06/2024 |
| Securities America Advisors | Appleton | WI | 03/2022 | 06/2024 |
| Osaic Wealth, Inc. | Appleton | WI | 06/2024 | Present |
| Osaic Wealth, Inc. | Appleton | WI | 06/2024 | Present |
CUSTOM FINANCIAL STRATEGIES - DBA CUSTOM FINANCIAL STRATEGIES POSITION: Owner Operator and Financial Planner NATURE: Life and health Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2016 ADDRESS: 4321 West College Avenue Suite 2, Appleton WI 54914 DESCRIPTION: just for variable annuites and variable life insurance. CUSTOM FINANCIAL STRATEGIES POSITION: Financial Planner, Owner/Operator NATURE: Investment Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2016 ADDRESS: 4321 West College Avenue, Appleton WI 54914, United States DESCRIPTION: Investment Advisory Services through Securities America
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-24 |
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