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233 South Glendora Avenue, Glendora, CA 91741 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-05-30 |
Branch Locations
233 South Glendora Avenue, Glendora, CA 91741 • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-05-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Legend Group | San Dimas | CA | 06/2012 | 01/2017 |
| Lincoln Investment | San Dimas | CA | 01/2017 | Present |
| K2 Financial Inc. | Glendora | CA | 04/2019 | Present |
Independent RIA - K2 Financial POSITION: IAR NATURE: Investment INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 ADDRESS: 233 S Glendora Ave, Glendora CA 91741, United States DESCRIPTION: Independent Registered Investment Advisor Representative K2 BENEFITS GROUP POSITION: Agent/Producer NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 10/01/2019 ADDRESS: 233 S Glendora Ave, Glendora CA 91741, United States DESCRIPTION: Working as a agent/producer. ALBUMLINERNOTES.COM POSITION: Owner NATURE: Website for Music Enthusiastssts INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2007 ADDRESS: 238 E. Grandview Avenue, Sierra Madre CA 91024, United States DESCRIPTION: Owner of website for music enthusiasts. ARTIST POSITION: Artist. NATURE: Artwork INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2017 ADDRESS: 289 E. Grandview Ave, Sierra Madre CA 91024 , United States DESCRIPTION: Artist
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2013-01-31 |
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