Andrew Ross Fairbanks

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-10-04
CA	RA	APPROVED	2013-03-21

TX RA
APPROVED_RES

Since 2021-10-04
CA RA
APPROVED

Since 2013-03-21

Branch Locations

670 J Street, Sacramento, CA 95814 • United States

1301 Exposition Blvd, Sacramento, CA 95815 • United States

8945 Cal Center Drive, Sacramento, CA 95826 • United States

1109 L St, Sacramento, CA 95814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Sacramento	CA	12/2012	Present
Golden 1 Credit Union	Sacramento	CA	08/2011	Present

12/2012 → Present

Lpl Financial Llc

Sacramento, CA
08/2011 → Present

Golden 1 Credit Union

Sacramento, CA

Other Businesses

(1) 12/18/2012: No Business Name - DBA for LPL Business (entity for LPL business) - Golden 1 Investment Services - INV REL - At Reported Business Location(s)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-03-20

S66 Uniform Combined State Law Examination

2013-03-20

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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