Shelly Lane Dukes

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 12/2019
  Td Ameritrade
  San Diego, CA
• 01/2020 → 09/2020
  Lpl Financial, Llc
  San Diego, CA
• 11/2020 → 04/2021
  Wfa Of San Diego
  San Diego, CA
• 05/2021 → 06/2021
  Graze By Sam The Cooking Guy
  San Diego, CA
• 10/2020 → 10/2020
  Unemployed
  San Diego, CA
• 07/2021 → 08/2021
  Humphrey's On The Bay
  San Diego, CA
• 09/2021 → 01/2022
  Lpl Financial, Llc
  Vancouver, WA
• 09/2021 → 01/2022
  Strategic Wealth Advisors Group, Llc
  Vancouver, WA
• 01/2022 → 08/2023
  Raymond James & Associates, Inc.
  Vancouver, WA
• 01/2022 → 08/2023
  Raymond James Financial Services, Inc.
  Vancouver, WA
• 01/2022 → 08/2023
  Raymond James Financial Services Advisors, Inc.
  Vancouver, WA
• 08/2023 → Present
  Orion Portfolio Solutions, Llc
  Omaha, NE
• 08/2023 → Present
  Brinker Capital Securities, Llc
  Berwyn, PA
• 03/2024 → 09/2024
  Unemployed
  Camas, WA
• 09/2024 → Present
  Adams Street Bar & Grill
  Camas, WA
• 10/2024 → Present
  Bts Asset Management
  Camas, WA
• 12/2025 → Present
  Osaic
  Scottsdale, AZ

Previous Registrations

• 2023-09-19 → 2024-02-23
  Orion Portfolio Solutions, Llc
  Omaha, NE
• 2022-01-28 → 2023-08-22
  Raymond James & Associates, Inc.
  St. Petersburg, FL
  Vancouver, WA
• 2022-01-28 → 2023-08-22
  Raymond James Financial Services Advisors, Inc
  Vancouver, WA
• 2021-10-08 → 2022-03-02
  Mariner Advisor Network
  Vancouver, WA
• 2021-02-22 → 2021-04-26
  Wfa Of San Diego
  San Diego, CA
  San Diego, CA

Other Businesses

1. RIVERSIDE GOLF AND COUNTRY CLUB POSITION: Bartender NATURE: Non profit INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 8105 NE 33RD, Portland OR 97211, United States DESCRIPTION: Bartender- serve drinks and food to guest

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-02-22
• S63 Uniform Securities Agent State Law Examination
  2015-01-04

Other Names

• Shelly Lane Dukes
• Shelly Lane Mcdonald
• Shelly L Dukes