Lori Elizabeth Swatsworth

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 07/2019
  Hantz Financial Services
  Clinton Township, MI
• 12/2019 → 03/2020
  Ameriprise Financial Services, Inc
  Grosse Pointe, MI
• 07/2019 → 12/2019
  Unemployed
  Clinton Township, MI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Grosse Pointe, MI

Previous Registrations

• 2017-02-14 → 2019-07-08
  Hantz Financial Services, Inc.
  Romeo, MI
  Clinton Township, MI

Other Businesses

Outside Employment; Hampton Fox Management; Office Administrator - Office Adminstrator of the Ameriprise Financial Planning Office; ; 726 Notre Dame St, , Grosse Pointe, MI, 48230; Not Investment-Related; 12/02/2019; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2017-01-26

Other Names

• Lori Elizabeth Denson