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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-06
CO RA APPROVED 2012-02-16
  • TX RA
    APPROVED_RES
    Since 2018-08-06
  • CO RA
    APPROVED
    Since 2012-02-16

Branch Locations

301 E Hopkins Ave, Aspen, CO 81611 • United States

Basalt, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grand Junction CO 02/2012 Present
Bank Of America, N.A. Grand Junction CO 03/2012 Present
Previous Registrations
Other Businesses

(1)APPOINTED TO SELL NON-AXA INSURANCE BUSINESS. (2)WESTERN COLORADO RESTAURANT GROUP, LLC. RESTAURANT. OWNER. RESTAURANT & EMPLOYEE MANAGEMENT AND OPERATIONS; START DATE: 07/1/2002. 30 HOURS PER MONTH. (3)CROSSROADS FITNESS; ATHLETIC. HEALTH CLUB. SPIN INSTRUCTOR. START DATE: 12/1/2005. 1 HOURS PER MONTH. (4)QUIZNO'S PRO CHALLENGE LOC, GRAND JUNCTION, CO; CO-CHAIRMAN; LOCAL GROUP TO BRING CYCLING RACE TO GRAND JUNCTION; START DATE 1/1/2011; 5 HRS. PER MTH (5)DAILY SENTINEL, GRAND JUNCTION; BI-WEEKLY COLUMNIST; WRITING A COLUMN ABOUT CYCLING; APPROX. 4 HRS. PER MTH(6)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: PERSONAL LIFE BOOK PROJECTINVESTMENT RELATED: NADDRESS OF BUSINESS:GRAND JUNCTION, COLORADO 81507NATURE OF BUSINESS: FAMILY BUSINESS,POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 9/17/2013NUMBER OF HOURS DEVOTED: 12 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 4DUTIES: THIS WILL BE A BOOK ABOUT CYCLING AND MY LIFE AS AN OLYMPIAN/PROFESSIONAL ATHLETE.(7) I*51587FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: WCRG, LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:GRAND JUNCTION, COLORADO 81501NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 37818NUMBER OF HOURS DEVOTED: 8 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 2DUTIES: THIS IS A CARL'S JR. RESTAURANT WHICH I CO-OWN WITH MY FATHERI*112792For profit or not for profit: For-Profit OrganizationName of outside business organization: Colorado Mountain News MediaInvestment related: NAddress of business: Aspen, CO 81611, Colorado 81611Nature of business: LLC,Position, title, association: Part-Time, Start date of relationship: 4/2/2018Number of hours devoted: 3 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I will be writing a monthly cycling column about the Aspen area. I*351068For profit or not for profit: Entity For ProfitName of outside business organization: Win CleanInvestment related: NAddress of business: Basalt, Colorado, 81621Nature of business: ["Sole Proprietorship"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 5/5/2014Number of hours devoted: 6 hour(s) MonthlyNumber of hours devoted during trading hours: 2Duties: , Motivational Speaking - About my life as an Olympic CyclistArticles and Podcast about Cycling Athletes. I*133741For profit or not for profit: For-Profit OrganizationName of outside business organization: Carmichael Training SystemsInvestment related: NAddress of business:Colorado Springs, Colorado 80904Nature of business: LLC,Position, title, association: Part-Time, Start date of relationship: 11/1/2020Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Writing a cycling column for CTS I*137211For profit or not for profit: For-Profit OrganizationName of outside business organization: Mercier Family LLCInvestment related: YAddress of business: Basalt, CO, Colorado 81621Nature of business: LLC,Compensation for Activity: NPosition, title, association: Family Held, Start date of relationship: 4/1/2021Number of hours devoted: 2 hour(s) QuarterlyNumber of hours devoted during trading hours: 2Duties: My wife and I formed an LLC and are moving the rental property into the family LLC. The members will be the two of us and we gifted our two kids 10 percent each. We are also going to buy 1/6th of some commercial real estate that my parents own. I*2194260, Entity Type: Entity Charitable, Name of OBA: Roaring Fork Cycling, Address: Basalt, Colorado, 81621, Investment Related: N, Position, Title, Association: Consultant/Independent Contractor, Employee State Date: 03/04/2025, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: Youth Cycling. I will be a part-time coach.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-30
  • S66 Uniform Combined State Law Examination
    2000-06-30

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