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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-07
NY RA APPROVED 2022-10-06
CA RA APPROVED 2018-03-08
  • TX RA
    APPROVED
    Since 2022-10-07
  • NY RA
    APPROVED
    Since 2022-10-06
  • CA RA
    APPROVED
    Since 2018-03-08

Branch Locations

5250 Lankershim Blvd Ste 100, North Hollywood, CA 91601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank North Hollywood CA 09/2011 04/2018
J.P. Morgan Securities Llc North Hollywood CA 10/2012 04/2018
Jpmorgan Chase Bank, N.A. North Hollywood CA 04/2018 Present
J.P. Morgan Securities Llc North Hollywood CA 04/2018 Present
  • 09/2011 → 04/2018
    Jpmorgan Chase Bank
    North Hollywood, CA
  • 10/2012 → 04/2018
    North Hollywood, CA
  • 04/2018 → Present
    Jpmorgan Chase Bank, N.A.
    North Hollywood, CA
  • 04/2018 → Present
    North Hollywood, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-02
S63 Uniform Securities Agent State Law Examination 2012-09-25
  • S66 Uniform Combined State Law Examination
    2018-03-02
  • S63 Uniform Securities Agent State Law Examination
    2012-09-25
Designations

View on SEC IAPD

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