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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-25 |
| CA | RA | APPROVED | 2023-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Woodland Hills | CA | 07/2022 | 09/2023 |
| World Financial Group, Inc. | Woodland Hills | CA | 07/2022 | 09/2023 |
| Jpmorgan Chase Bank, N.A. | Sherman Oaks | CA | 04/2012 | 08/2017 |
| J.P. Morgan Securities Llc | Sherman Oaks | CA | 10/2012 | 08/2017 |
| Logix | Santa Clarita | CA | 03/2018 | 08/2020 |
| Ffd Inc | Santa Clarita | CA | 02/2022 | 09/2023 |
| The Wrap Shop | Canoga Park | CA | 02/2022 | 09/2023 |
| J.P. Morgan Securities Llc | Encino | CA | 10/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Encino | CA | 10/2023 | Present |
| Farmers Financial Solutions, Llc | Santa Clarita | CA | 04/2022 | 06/2022 |
| Citigroup Global Markets Inc | Santa Clarita | CA | 08/2020 | 01/2022 |
| Lpl Financial Llc | Santa Clarita | CA | 03/2018 | 08/2020 |
| Citigroup Global Markets Inc | Santa Clarita | CA | 08/2017 | 04/2018 |
| Lpl (Logics Federal Credit) | Santa Clarita | CA | 03/2018 | 08/2020 |
| Flores Financial Development 8:28 | Santa Clarita | CA | 01/2022 | 05/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-17 |
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