Oscar Braulio Lopez Garcia

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2020 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 01/2019 → 11/2021
  Research Triangle Institute
  Research Triangle Park, NC
• 12/2011 → 01/2019
  Headway
  Raleigh, NC
• 03/2009 → 12/2019
  Arizona State University
  Tempe, AZ
• 01/2020 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 05/2025 → Present
  Vanguard Advisors, Inc.
  Scottsdale, AZ

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-02-21

Designations

• Certified Financial Planner

Other Names

• Oscar B Lopez
• Oscar B Lopez Garcia