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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-10-08 |
| MA | RA | APPROVED | 2025-10-01 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
1 University Avenue Suite 2B, Westwood, MA 02090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 08/2016 | 12/2017 |
| Bank Of America, N.A. | Lincoln | RI | 09/2016 | 11/2017 |
| Lightship Wealth Strategies | Newtown Lower Falls | MA | 12/2017 | 04/2019 |
| Commonwealth Financial Network | Waltham | MA | 12/2017 | 10/2025 |
| Kestra Investment Services, Llc | Westwood | MA | 10/2025 | Present |
| Kestra Advisory Services, Llc | Westwood | MA | 10/2025 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/01/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: GRANDVIEW PARTNERS POSITION: Director of Operations NATURE: Registered Field Assistant INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 10/01/2025 ADDRESS: 1 University Ave, Ste 2B, Westwood MA 02090, United States DESCRIPTION: I manage the day to day operations for Grandview and oversee our Client Service team and all client service items. This includes money movement, RMD's, new accounts, transfers, research, etc. Assist with HR duties and management of staff.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-22 |
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