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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-02-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Meriden | CT | 12/2014 | 02/2024 |
| Stonex Securities Inc | Montgomery | AL | 02/2024 | Present |
| Stonex Advisors Inc | Montgomery | AL | 02/2024 | Present |
1) River Bank & Trust - 7075 Halcyon Park Drive, Montgomery, AL 36117 Nature of Business: Banking Investment Related: Yes Business Position: Financial Advisor Business Duties: Bank advisor working with bankers to service customer's investment needs Business Start Date: 12/01/2014 Approximately 160 hours spent on this OBA monthly, with 8 spent during market hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-04 |
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