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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-09-19 |
| TX | RA | APPROVED_RES | 2018-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oak Brook | IL | 08/2018 | Present |
| Ubs Financial Services Inc | Oakbrook | IL | 03/2016 | 07/2018 |
| Bank Of America, N.A. | Oak Brook | IL | 09/2018 | Present |
I*405012, Entity Type: Charitable, Name of OBA: Union League Boys and Girls Club, Address: Chicago, Illinois, 60604, Investment Related: N, Position, Title, Association: Treasurer, Officer, Employee State Date: 05/09/2024, No Hours: 200 Yearly, No Hours during Trading: 20 Yearly, Duties: To support after school programming for youth in the Chicagoland area, providing education disguised as fun, leadership programming and a safe location for kids to have a meal and get help with school and trauma informed care programmingArea Council Chair: I will be our board liaison to the state board for Union league Boys and Girls Clubs. This is to vote and report back on initiatives and will not have control or authorization on any investment account. Scholarship Chair. My previous officer position as the assistant treasurer is unaffected by this role and continues. I do not have any control or authorization on any investment account. This involves procedurally interviewing kids for grant scholarships for college and organizing events to recognize our scholarship recipients. Decisions on scholarship is made by the full committee in which i would be head of (between 5-10 other people), not my individual determination. Events informing our club kids of the application process along with recognizing our recipients would also be under purview of this position. In no capacity would this otherwise change any answers herein to the best of my knowledge. I would not have any control or authority on investment accounts in this position.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-30 |
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