Kallie Nicole Rawson

Current Employers

Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-07-28
CA	RA	APPROVED	2024-01-18

TX RA
APPROVED

Since 2026-07-28
CA RA
APPROVED

Since 2024-01-18

Branch Locations

1200 California St Suite 220, Redlands, CA 92374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Painter, Smith And Gorian Inc	Redlands	CA	08/2012	01/2024
Prospera Financial Services Inc	Dallas	TX	01/2024	Present

08/2012 → 01/2024

Painter, Smith And Gorian Inc

Redlands, CA
01/2024 → Present

Prospera Financial Services Inc

Dallas, TX

Previous Registrations

2016-04-27 → 2024-01-17

Painter, Smith And Amberg Inc.

Redlands, CA

Other Businesses

Painter Smith & Amberg; Investment Related - Yes; 1200 California St., Redlands, CA 92374; DBA; Financial Advisor; 12/2014; 160 Hours per Month; 160 During Trading Hours; Providing financial planning and investment related services.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-04-28

S66 Uniform Combined State Law Examination

2015-04-28

View on SEC IAPD

Current Employers

Prospera Financial Services, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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