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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
CT RA APPROVED 2019-02-11
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • CT RA
    APPROVED
    Since 2019-02-11

Branch Locations

1000 Bridgeport Avenue, Suite 507, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ge Capital Norwalk CT 04/2013 11/2016
Dimatteo Financial Shelton CT 11/2016 07/2025
Commonwealth Financial Network Waltham MA 11/2016 Present
Esposito Wealth Management Shelton CT 07/2025 Present
  • 04/2013 → 11/2016
    Ge Capital
    Norwalk, CT
  • 11/2016 → 07/2025
    Dimatteo Financial
    Shelton, CT
  • 11/2016 → Present
    Waltham, MA
  • 07/2025 → Present
    Esposito Wealth Management
    Shelton, CT
Other Businesses

1. Fixed insurance sales; as of 08/08/2017; approximately 5% time spent during securities trading hours per month; conducted at branch location; investment related. 2. Tax preparation; as of 08/08/2017; approximately 50% time spent (tax season) during securities trading hours per month; conducted at branch location; not investment related. 3. Presenter with Huntington Branch Library teaching financial literacy; Located at 41 Church St., Shelton, CT 06484; As of 06/10/2024; Less than 2% of time spent during business hours; Not conducted at branch location; Not investment related. 4. Owner, Esposito Wealth Management, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 07/31/2025; 100% time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-12
  • S66 Uniform Combined State Law Examination
    2018-11-12
Other Names
  • John Esposito

View on SEC IAPD

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