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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-12-01 |
| TX | RA | APPROVED | 2016-12-01 |
Branch Locations
7997 North Alpine Road, Loves Park, IL 61111 • United States
6001 East State Street, Rockford, IL 61108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Bank | Barrington | IL | 09/2016 | 11/2016 |
| J.P. Morgan Securities, Llc | Loves Park | IL | 11/2016 | Present |
| Jp Morgan Chase Bank, N.A. | Loves Park | IL | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-19 |
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