Jacob Russell Smith

Stifel, Nicolaus & Company, Incorporated

Claim This Profile

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2020-11-18
TX	RA	APPROVED	2020-11-18

MI RA
APPROVED

Since 2020-11-18
TX RA
APPROVED

Since 2020-11-18

Branch Locations

415 Rodd Street Suite 1, Midland, MI 48640 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Midland	MI	07/2016	11/2016
Wells Fargo Clearing Services, Llc	Midland	MI	11/2016	11/2020
Stifel Nicolaus & Co Inc	Midland	MI	11/2020	Present

07/2016 → 11/2016

Wells Fargo Advisors, Llc

Midland, MI
11/2016 → 11/2020

Wells Fargo Clearing Services, Llc

Midland, MI
11/2020 → Present

Stifel Nicolaus & Co Inc

Midland, MI

Previous Registrations

2016-10-21 → 2020-11-20

Wells Fargo Clearing Services, Llc

Midland, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-10-21

S66 Uniform Combined State Law Examination

2016-10-21

Designations

View on SEC IAPD

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EQUITABLE ADVISORS, LLC

Other Investors

SHANNON MARIE ASTRIKE

Lexi Marie Astrike

Amee Marie Hughes

Jonathan Robert Laundra

Tara Lee Stensrud

Stephanie Gene Siler

McKenzie Paul-David Lee

THOMAS CARL LANNING

Other Offices

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AMERIPRISE FINANCIAL SERVICES, LLC · Midland, MI

HANTZ FINANCIAL SERVICES, INC. · Midland, MI

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