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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-10
WI RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10
  • WI RA
    APPROVED
    Since 2023-08-10

Branch Locations

2945 Triverton Pike Dr Ste 200, Madison, WI 53711 • United States

Deforest, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St. Paul MN 10/2016 09/2018
Cri Securities Llc St. Paul MN 10/2016 09/2018
Madison School And Community Recreation Madison WI 01/2015 02/2017
North Star Consultans Inc Madison WI 08/2016 09/2018
Securian Financial Services Inc St Paul MN 08/2016 10/2016
Securian Financial Services Inc St. Paul MN 09/2018 08/2023
Cri Securities Llc St. Paul MN 09/2018 10/2021
Minnesota Life Insurance Co St Paul MN 09/2018 08/2023
North Star Resource Group Minneapolis MN 09/2018 Present
Cetera Wealth Services, Llc Madison WI 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Skylark Consulting Llc Madison WI 02/2025 Present
  • 10/2016 → 09/2018
    Securian Financial Services Inc
    St. Paul, MN
  • 10/2016 → 09/2018
    Cri Securities Llc
    St. Paul, MN
  • 01/2015 → 02/2017
    Madison School And Community Recreation
    Madison, WI
  • 08/2016 → 09/2018
    North Star Consultans Inc
    Madison, WI
  • 08/2016 → 10/2016
    Securian Financial Services Inc
    St Paul, MN
  • 09/2018 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 09/2018 → 10/2021
    Cri Securities Llc
    St. Paul, MN
  • 09/2018 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 09/2018 → Present
    North Star Resource Group
    Minneapolis, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Madison, WI
  • 08/2023 → Present
    Schaumburg, IL
  • 02/2025 → Present
    Skylark Consulting Llc
    Madison, WI
Previous Registrations
  • 2017-04-12 → 2023-08-10
    Securian Financial Services, Inc.
    Madison, WI
    St. Paul, MN
  • 2017-04-12 → 2021-10-22
    Cri Securities, Llc
    Madison, WI
Other Businesses

1) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/01/2018 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 2) NOTRE DAME CLUB OF MADISON BOARD OF DIRECTORS POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/03/2020 ADDRESS: Notre Dame Club of Madison c/o Daniel Burke, 7769 Ox Trail Way, Verona WI 53593, United States DESCRIPTION: Alumni advisory committee. Roles are helping with volunteer and spiritual activities and helping guide the board on event planning, etc. no plans to serve in officer role 3) NAME OF OTHER BUSINESS: SKYLARK CONSULTING LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-31
  • S66 Uniform Combined State Law Examination
    2017-03-31
Designations

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