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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-12-07
NC RA APPROVED 2012-10-22
  • TX RA
    APPROVED_RES
    Since 2020-12-07
  • NC RA
    APPROVED
    Since 2012-10-22

Branch Locations

2635 Charles Blvd Ste A, Greenville, NC 27858 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Greenville NC 04/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-19
  • S66 Uniform Combined State Law Examination
    2012-10-19
Other Names
  • Nick Singleton

View on SEC IAPD

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