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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-26
  • CA RA
    APPROVED
    Since 2023-04-26

Branch Locations

2400 E. Katella Ave Suite 800, Anaheim, CA 92806 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Brea CA 06/2012 Present
Nylife Securities Llc Brea CA 11/2012 Present
Coram Deo Insurance And Financial Services, Inc. Brea CA 08/2021 Present
Eagle Strategies Llc Brea CA 04/2023 Present
  • 06/2012 → Present
    New York Life
    Brea, CA
  • 11/2012 → Present
    Nylife Securities Llc
    Brea, CA
  • 08/2021 → Present
    Coram Deo Insurance And Financial Services, Inc.
    Brea, CA
  • 04/2023 → Present
    Brea, CA
Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS and through Dickerson Insurance Services An Alera Group Company and KBP Financial & Insurance Marketing; 675 PLACENTIA AVE. #250; START DATE 07/2015; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 5 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Korean American Special Education Center; Korean Amerrcan Special Education Center (KASEC) was established to support individuals with developmental disabilities.; 1661 N Raymond Ave. #109 Anaheim, CA 92801; Start Date 05/2021; Role/Title: Advisory board member; Not Investment Related; 8 hours per month; 0 hours per month during securities trading hours;Provide informational resources when requested by the board] [OPERATING UNDER THE DBA NAME OF CORAM DEO INSURANCE AND FINANCIAL SERVICES, INC. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; BREA, CA; START DATE: 08/2021][Rental Property; I recently purchased a property for my primary residential purpose, and turned my existing property for rent. ; 50 Salton, Irvine, CA 92602; Start Date 08/2025; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours; collect rent]

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-12-18
  • S63 Uniform Securities Agent State Law Examination
    2012-12-18
Designations
Other Names
  • Gene Seok

View on SEC IAPD

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