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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-29 |
| CA | RA | APPROVED | 2023-11-22 |
Branch Locations
433 N Camden Dr 9Th & 12Th Fls [La-Rbo], Beverly Hills, CA 90210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Arcadia | CA | 10/2012 | 01/2020 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 01/2020 | 07/2022 |
| Citigroup | Beverly Hills | CA | 07/2022 | 11/2023 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-16 |
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