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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-03-13 |
| CT | RA | APPROVED | 2019-07-30 |
| RI | RA | APPROVED | 2018-11-02 |
Branch Locations
100 Corporate Place Suite 130, Rocky Hill, CT 06067 • United States
935 Jefferson Boulevard Suite 2000, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jhfn Sii | Warwick | RI | 07/2012 | 11/2018 |
| Royal Alliance Associates, Inc. | Warwick | RI | 11/2018 | Present |
1. INSURANCE POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/25/2012 ADDRESS: 935 Jefferson Blvd., Suite 2000, Warwick RI 02889, United States DESCRIPTION: Insurance Sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-29 |
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