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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-04-18
  • OH RA
    APPROVED
    Since 2014-04-18

Branch Locations

3611 Socialville Foster Rd. Ste. 102, Mason, OH 45040 • United States

Loveland, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Reseach Inc Fairfield IA 04/2014 Present
Cambridge Investment Research Advisors Inc Fairfield IA 04/2014 Present
Previous Registrations
  • 2006-08-29 → 2014-04-23
    Whitehall Financial Services, Inc.
    Cincinnati, OH
  • 2010-08-26 → 2014-04-21
    Kms Financial Services, Inc.
    Cincinnati, OH
  • 2004-09-20 → 2006-09-12
    Cincinnati, OH
    Cincinnati, OH
  • 2002-08-27 → 2004-09-16
    Quick & Reilly, Inc.
    Cincinnati, OH
Other Businesses

1)ERIC ALBRIGHT, 7560 COX LN, WEST CHESTER, OH 45069 ; BEGAN 02/03/2001 ; AS AGENT ; DEVOTES 2 HRS/WK ; 1/2 DURING TRADING HOURS. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10/WK - 10/TRADING. 04/18/14 3)LIFEPOINT FINANCIAL SOLUTIONS, 3611 SOCIALVILLE FOSTER RD, SUITE 102, MASON OH 45040, 05/2024, VICE PRESIDENT, USING A TRADE NAME/DBA, INV REL, 160 HR/MO - 120 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-25
  • S66 Uniform Combined State Law Examination
    2000-09-25

View on SEC IAPD

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