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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-17 |
| OH | RA | APPROVED | 2022-08-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Columbus | OH | 03/2011 | 07/2022 |
| Fifth Third Securities, Inc | Columbus | OH | 04/2012 | 07/2022 |
| J.P. Morgan Securities Llc | Gahanna | OH | 08/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Gahanna | OH | 08/2022 | Present |
| Collective Beauty | Granville | OH | 02/2021 | Present |
Entity Name: Collective Beauty Investment related: No Address: 133 E College St Granville Oh 43023 Nature of the other business: Hair Salon Position/Title/Relationship: Owner/Partner Start Date: 02/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Help paying quarterly taxes for the business. My wife runs everything else Collective Beauty, my wife Alison Butler is the owner of this hair business and I assist paying the quarterly taxes for the business. Not investment related. The business is located at 133 E College St, Granville Oh 43023. I do not have a job title with the business. I spend around 1 hour per month with this task. 0 hours security during trading Start date: 02/26/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-27 |
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