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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-28 |
| OH | RA | APPROVED | 2004-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Pataskala | OH | 09/2004 | Present |
(1) 6/20/2013 - Weiler Financial Inc. - DBA: Weiler Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (2) 9/9/2014 - WEILER FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 09/08/2014 - 120 Hours Per Month/6 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-03-27 |
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