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200 Sw First Ave Suite 1070, Fort Lauderdale, FL 33301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-23 |
Branch Locations
200 Sw First Ave Suite 1070, Fort Lauderdale, FL 33301 • United States
200 Sw First Ave Suite 1070, Fort Lauderdale, FL 33301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-19 |
Branch Locations
200 Sw First Ave Suite 1070, Fort Lauderdale, FL 33301 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Las Olas Capital Wealth Llc | Fort Lauderdale | FL | 05/2026 | Present |
| Penn Mutual Life Insurance Co | Horsham | PA | 09/2015 | 11/2018 |
| Hornor Townsend & Kent Inc | Horsham | PA | 09/2015 | 11/2018 |
| Pruco Securities, Llc | New York | NY | 11/2018 | 01/2021 |
| Prudential Insurance Company Of America | New York | NY | 11/2018 | 01/2021 |
| Certior Financial Group | King Of Prussia | PA | 01/2021 | 09/2025 |
| Snappy Kraken | Ormond Beach | FL | 01/2020 | 03/2023 |
| Drozdow Financial | Aventura | FL | 06/2019 | Present |
| Fp Transitions | Lake Oswego | OR | 07/2023 | 04/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2012-10-09 |
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