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Christopher Kelly

J.P. Morgan Securities LLC

New City, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-29
NY RA APPROVED 2021-05-03
CT RA APPROVED 2019-05-15
  • TX RA
    APPROVED_RES
    Since 2022-08-29
  • NY RA
    APPROVED
    Since 2021-05-03
  • CT RA
    APPROVED
    Since 2019-05-15

Branch Locations

2 New Hempstead Road, New City, NY 10956 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Focus Artists Walden NY 05/2015 05/2019
J.P. Morgan Securities Llc Stony Point NY 03/2019 Present
Jpmorgan Chase Bank, N.A. Stony Point NY 03/2019 Present
Chase Bank Cornwall NY 04/2016 03/2019
  • 05/2015 → 05/2019
    Focus Artists
    Walden, NY
  • 03/2019 → Present
    J.P. Morgan Securities Llc
    Stony Point, NY
  • 03/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Stony Point, NY
  • 04/2016 → 03/2019
    Chase Bank
    Cornwall, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-11
S63 Uniform Securities Agent State Law Examination 2012-07-18
  • S66 Uniform Combined State Law Examination
    2019-05-11
  • S63 Uniform Securities Agent State Law Examination
    2012-07-18
Other Names
  • Christopher Kelly
  • Christopher James Kelly

View on SEC IAPD

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