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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-24 |
| NY | RA | APPROVED | 2025-07-29 |
Branch Locations
254 South Main St, Ste.406, New City, NY 10956 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | New City | NY | 06/2024 | Present |
| Gaber & Associates Llc | Bardonia | NY | 02/2024 | 05/2024 |
| Trustco Bank | Northvale | NJ | 02/2022 | 02/2024 |
| Unemployed | Na | NY | 10/2021 | 02/2022 |
| Key Bank | New City | NY | 05/2014 | 10/2021 |
1)12/06/2024 - Riolo Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/01/2024 - 160 Hr/Mth - 8hr during Trading 2)12/06/2024 - Tax Prep/Accounting/CPA - Inv Rel - At Reported Business Location(s) - Start: 02/01/2022 - 1 Hr/Mth 3) 08/22/2025 - Notary - Other - Notary - Not Inv Rel - At Reported Business Location(s) - Start: 12/24/2012 - 0 Hr/Mth 0Hrs during Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-28 |
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