Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-27 |
| TX | RA | APPROVED | 2021-08-27 |
Branch Locations
254 South Main St, Ste.406, New City, NY 10956 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Suffern | NY | 07/2014 | 08/2021 |
| Lpl Financial Llc | New York | NY | 08/2021 | Present |
1)08/26/2021 - Riolo Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/2014 2)08/26/2021 - Tax Prep/Accounting/CPA - Tax Prep/Accounting/CPA - Inv Rel - At Reported Business Location(s) - Start: 02/2015 3)08/26/2021 - FAFSA Completion Service - Business Owner - Complete College Financial Aid forms for students and parents - Non-Inv Rel - New York, NY - Start: 2018 4)12/9/2022 - No Business Name - Investment Related - Home Based - Non-Variable Insurance - Agent - Start Date - 09/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-09 |
Reach out to this advisor