Best Investors Account Sign in
Inactive

James Christopher Bayard

Capital South Wealth Management, LLC

Baton Rouge, LA

CRD 6081998

Claim This Profile
Employer firm

Capital South Wealth Management, LLC CRD 304838

$113M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Capital South Wealth Management, Llc

6513 Perkins Road Suite 106, Baton Rouge, LA 70808 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-19
LA RA APPROVED 2019-09-04
  • TX RA
    APPROVED_RES
    Since 2019-09-19
  • LA RA
    APPROVED
    Since 2019-09-04

Branch Locations

6513 Perkins Road Suite 106, Baton Rouge, LA 70808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Baton Rouge LA 08/2016 08/2019
Capital South Wealth Management, Llc East Baton Rouge LA 08/2016 Present
Life Brokerage Llc East Baton Rouge LA 01/2017 Present
Capital South Wealth Management, Llc East Baton Rouge LA 06/2019 Present
Previous Registrations
  • 2016-08-30 → 2019-09-18
    Lpl Financial Llc
    Baton Rouge, LA
    Baton Rouge, LA
    Houston, TX
  • 2014-01-08 → 2016-08-30
    Cetera Advisors Llc
    Baton Rouge, LA
    Baton Rouge, LA
Other Businesses

LIFE BROKERAGE, LLC; INVESTMENT RELATED; EAST BATON ROUGE, LA; 01/2017; INSURANCE AGENT; 1 HOUR A MONTH; 1 HOUR DURING SECURITIES TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-21
  • S66 Uniform Combined State Law Examination
    2013-12-21
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RAYMOND JAMES & ASSOCIATES, INC.
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA

More in Baton Rouge, LA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor