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James Christopher Bayard

Capital South Wealth Management, LLC

Baton Rouge, LA

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Current Employers
Capital South Wealth Management, Llc

6513 Perkins Road Suite 106, Baton Rouge, LA 70808 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-19
LA RA APPROVED 2019-09-04
  • TX RA
    APPROVED_RES
    Since 2019-09-19
  • LA RA
    APPROVED
    Since 2019-09-04

Branch Locations

6513 Perkins Road Suite 106, Baton Rouge, LA 70808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Baton Rouge LA 08/2016 08/2019
Capital South Wealth Management, Llc East Baton Rouge LA 08/2016 Present
Life Brokerage Llc East Baton Rouge LA 01/2017 Present
Capital South Wealth Management, Llc East Baton Rouge LA 06/2019 Present
Previous Registrations
  • 2016-08-30 → 2019-09-18
    Lpl Financial Llc
    Baton Rouge, LA
    Baton Rouge, LA
    Houston, TX
  • 2014-01-08 → 2016-08-30
    Cetera Advisors Llc
    Baton Rouge, LA
    Baton Rouge, LA
Other Businesses

LIFE BROKERAGE, LLC; INVESTMENT RELATED; EAST BATON ROUGE, LA; 01/2017; INSURANCE AGENT; 1 HOUR A MONTH; 1 HOUR DURING SECURITIES TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-21
  • S66 Uniform Combined State Law Examination
    2013-12-21
Designations

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RAYMOND JAMES & ASSOCIATES, INC.
CETERA INVESTMENT ADVISERS LLC
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
3RD STREET CAPITAL MANAGEMENT L.L.C.
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA

More in Baton Rouge, LA

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