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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2017-03-03 |
Branch Locations
3660 S. Geyer Road Suite 200, St. Louis, MO 63127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lake Forest Golf And Country Club | Lake St Louis | MO | 06/2007 | Present |
| Lpl Financial, Llc | Creve Coeur | MO | 12/2013 | 02/2017 |
| Rfg Advisory Group, Llc | Vestavia Hills | AL | 01/2016 | 02/2017 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 03/2017 | 06/2021 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2017 | Present |
| Msmf Wealth Management | St. Louis | MO | 02/2017 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2021 | Present |
1) MSMF WEALTH MANAGEMENT, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, DBA FOR INVESTMENT SERVICES, STARTED 02/2017, APX 40 HOURS PER WEEK, 32.5 DURING TRADING HOURS, FINANCIAL PROFESSIONAL 2) LAKE FOREST GOLF AND COUNTRY CLUB, NOT INVESTMENT RELATED, LAKE ST. LOUIS, MO, STARTED 06/2007, APX 10 HOURS WEEK, GOLF COURSE MAINTENANCE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-10 |
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