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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-25 |
| NY | RA | APPROVED | 2021-04-16 |
| MN | RA | APPROVED | 2017-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | East Syracuse | NY | 05/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | East Syracuse | NY | 03/2020 | Present |
Outside Employment; Certainty of the Uncertainty, LLC; Employee of legal entity.; Compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Memorial Highway, , Hauppauge , NY, 11788; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-15 |
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